SMOKE SIGNALS
PRESIDENT’S REPORT
by Neal L. Benowitz
President, SRNT
T
he Board of Directors of SRNT met in November 1996 and discussed a wide range of issues of interest to Society members. I would like to bring the members up-to-date about the state of the and the Society's plans for the future.Our Society is growing steadily. From a charter group of 85 we have grown to 241 members. The Society draws from diverse scientific disciplines and from many countries around the world, which ensures a rich interchange of information and experiences at our annual meetings. A new Society directory will be distributed in the near future. The larger our membership, the more our Society can do, so members are encouraged to talk to your colleagues, tell them about SRNT and encourage them to join.
Some time ago, a survey was sent to you asking you to prioritize your interests and needs related to Society activities. This information is essential for long-range planning, so please fill out the survey and return it to the Society office. It's not too late!
An exciting new direction for the Society is the planned publication of a Society journal. The Board of Directors approved the concept of a journal in principle and a journal publication committee, under the chairmanship of Ovide Pomerleau, has been constituted to work out the details of such a journal. A Society journal on nicotine and tobacco research would go to all Society members as part of the membership, and would be a great vehicle for conveying your ideas and research accomplishments to a large group of people with a direct interest in nicotine and tobacco. The research journal would also be a forum for discussion of policy issues and for publication of Society position statements. The journal publication committee will be soliciting reviewer support from the membership and volunteers for the position of Editorial Board. (See page 4 for further details.)
SRNT is becoming very active in the interface between nicotine and tobacco researchers and the NIH, as well as other organizations. John Hughes and a few other SRNT officers met with representatives from various NIH agencies that fund nicotine and tobacco research. The agencies represented included NIDA, NCI, NHLBI, NIAAA, and NIDC. The agencies were quite positive and encouraging about the prospects for research funding for nicotine research in the next few years. The SRNT will be participating in a trans NIH group on smoking research, and will keep the membership aware of new funding opportunities. The Society is also planning to offer to its members a directory of various NIH project officers, with whom research ideas can be discussed, and information about various study sections and how one might decide if a particular study section is the best one to review your grant proposal. Look for this on the Web page in the future.
SRNT now has a formal procedure for responding to public policy issues. Comments will be coordinated by Neil Grunberg, the Chair of the Scientific Liaison Council. Input on all issues will be solicited from the membership via the list-serve prior to finalizing a Society position. If there are issues on which you think SRNT should officially comment, please contact Neil Grunberg or myself.
The issue of tobacco industry employees as members of SRNT was extensively discussed. As those of you who subscribe to the list-serve have already seen, and as discussed elsewhere in this newsletter, the option of banning employees of any particular employer from membership is not a legally viable one. The goals of our Society, however—including the prevention and treatment of cigarette smoking and tobacco use—are unambiguous. The goals have been affirmed by all Society members with their membership and reaffirmation will be requested with each annual membership renewal. The only tobacco industry employees in our membership will have affirmed the goals of prevention of tobacco use!
Finally, the program announcement for our annual meeting to be held on June 13 and 14 at Opryland in Nashville, should now be in the hands of all members. The program is being organized by Steve Heishman and an excellent program committee. This year's symposia will be selected from suggestions of the members. The annual SRNT meeting is being held in conjunction with and preceding the meeting of the Committee on Problems of Drug Dependence, which is one of the premier substance abuse meetings. Consider attending both meetings.
An international SRNT meeting is being planned for the summer of 1998 in Copenhagen, as a satellite of the International Society of Behavioral Medicine. This will be a nice opportunity to combine an interchange about good science with European colleagues, and a summer vacation in Europe.
As you can see these are exciting and opportunity-filled times for SRNT. The current political climate in the U.S. is supportive of research on nicotine and tobacco use. Our Society's members include many of the best researchers in the field in the world. Working together as a society the impact of our members on public health policy can be maximized. 1997 looks to be a vintage year for the Society and for our field.
INTERNATIONAL NEWS...
Current Trends in Nicotine Research in Spain
by Carlos Jimenez-Ruiz
Unidad de Tabaquismo, Hospital Princesa
Spain, like other South European countries, has a relatively high smoking prevalence in men and relatively low smoking prevalence in women. Surveys suggest that in 1992, 51% of men and 21% of women smoked. The sex difference however does not apply to smoking among doctors. Among both male and female doctors, just under 40% smoke. There are certain legal restrictions to smoking in public places, but Spanish colleagues report with some dismay that these are largely ignored.
A number of groups and individuals are involved in the area of smoking. Their activities are concerned more with health education than with research, but they publish accounts of their initiatives locally. Three areas which may be of interest to SRNT members are epidemiology (e.g. surveys by R. Mendoza et al. in Sevilla); interventions to persuade doctors to discourage smoking among patients, and to limit their own smoking (e.g. SEPAR, see below); and smoking cessation initiatives and research (e.g., clinics in Barcelona and Spain; see below).
Highlights of recent epidemiological surveys include indications of a decrease in smoking prevalence in men and an increase in women. Smoking in Spain is related to social class, but in the opposite direction to the USA and UK. There seems to be a growing awareness of health risks of smoking among the general public. In recent surveys 50% of responders were aware of a relationship between smoking and lung disease, and 60% believed that smoking causes cancer (Direccion General de Salud Publica, 1992).
The main campaigning organization targeting the health professionals is the smoking section of the Spanish Respiratory Society (SEPAR). The Society has 1,900 members (almost all of the Spanish Pulmonologists and Thoracic Surgeons), and these were the initial recipients of a range of materials advising on educating the doctors and the patients on health risks of smoking and on smoking cessation strategies. Recently, a National Committee on Smoking Prevention has been formed, comprising representatives from several Spanish Medical Societies.
Several smoking cessation initiatives were reported in local literature, including interventions in schools, workplace, and within the primary and secondary health care. These represent descriptions of the programs and outcomes rather than controlled evaluations. The first commercial smokers clinic was opened in Madrid several years ago (Ex-smoker, run by a multidisciplinary team led by M. Gorospe) and has been achieving validated one-year success rates in excess of 50%. The Clinic uses a modified withdrawal-oriented treatment model developed in the UK. It is possible that the selected clientele, consisting of representatives of the first wave of highly motivated, well-off smokers, explains its remarkable success, but the matter deserves further attention. Potentially interesting data are being collected there on patient characteristics, treatment process and outcome.
There are several clinics within the National Health Service operating free of charge, mostly small or occasional. Two of the longest established and largest are in the Hospital Princesa in Madrid (Dr. Jimenez-Ruiz and team) and in Hospital Clinic in Barcelona (Dr. D. Marin and team). Both clinics use a combination of nicotine replacement and psychological treatments. The Hospital Princesa clinic has been collaborating on several research studies, including a study of implementation of smoking control policies in Portuguese and Spanish hospitals, and CEASE (a large-scale European nicotine patch trial).
Further details of smoking research in Spain can be obtained from Dr. Carlos Jimenez-Ruiz, Unidad de Tabaquismo, Hospital Princesa, C/Diego de Leon, 62, 28028 Madrid, Spain; telephone Spain 9341 40266286; FAX Spain 9341 4013582.
Neurobiological Research
by Kenneth Kellar
Georgetown University
If you're reading this you probably have at least a passing interest in nicotinic receptors (and if you don't, you probably won't want to read much farther). Actually, apparent interest in these receptors has grown remarkably in the last 10 years, at least judging from the number of papers presented at the Society for Neuroscience Meetings. In 1986, the key word index of the Meeting's abstracts listed approximately 60 entries for nicotinic receptors or closely related topics; in 1996, that number had grown to more than 180. In fact, no less than eight sessions at the latest Meeting were devoted to studies of these receptors. This analysis, although simplistic, is consistent with the results of Ian Stolerman's MEDLINE search, which, as he reported in this column last year,1 traced the sharp rise in publications on nicotinic receptors to about 1983. Most of this attention during the last decade has been directed at the neuronal nicotinic receptors.
Why this surge of interest in neuronal nicotinic receptors, beginning in the early 1980's? A better question might be: Why the delay in interest in these receptors? The nicotinic receptor certainly didn't represent a new topic—just the opposite, in fact. It was J.N. Langley's studies of the actions of nicotine and curare, along with Paul Ehrlich's studies of antibodies, that formed the basis for the receptor concept in the early years of this century.2,3 Moreover, the muscle-type nicotinic receptor has been one of the most thoroughly studied proteins in biology for more than 40 years.4,5 Furthermore, if you buy into the receptor concept, it would be difficult to deny the essential involvement of brain nicotinic receptors in the effects of nicotine, including its addictive properties; and from there it is just a short step to the broader question of the normal physiological role of these receptors in the brain. In fact, it would not be unreasonable to assume that these receptors play an important role in the CNS. After all, the entire autonomic nervous system (both branches) depends on neuronal nicotinic receptors in ganglia for the transmission of signals to nearly all organs.
So, why the delay? And what happened in the 1980's that sparked wider interest in neuronal nicotinic receptors? Possibly, the answers to both of these questions are linked to the introduction in the early 1980's of relatively simple methods to measure brain nicotinic receptor binding sites that have high affinity for nicotinic cholinergic agonists. (Methods for studying brain nicotinic binding sites with high affinity for the snake toxin a-bungarotoxin but relatively low affinity for nicotinic agonists had been introduced about 5 years earlier.6,7) Thus, by the mid-1980's, the brain binding site with high affinity for nicotinic agonists had been well characterized pharmacologically 8-10 and its brain region distribution mapped by receptor autoradiography.11,12 Moreover, lesion studies indicated that this receptor was located on dopamine neurons and axon terminals,13,14 which fits well with previous studies showing that nicotine could release dopamine from brain tissues.15-17 This, in turn, was consistent with the idea that several drugs of abuse have in common the ability to augment dopamine-stimulated reward mechanisms in brain.18-20 In addition, during this time two different laboratories reported that chronic administration of nicotine to rats or mice increased the density of brain nicotinic receptor binding sites labeled by agonists.21-24 This quirky property of neuronal nicotinic receptors stimulated a lot of interest, since it suggested a concrete biological change that could conceivably be related to nicotine addiction.
During the last 10 years, molecular cloning studies25-29 and studies with antibodies30-32 have demonstrated that neuronal nicotinic receptors are comprised of a and b subunits, and that these neuronal subunits are related to but different from the subunits in muscle receptors. Most important, these studies have established the existence of multiple a and b neuronal nicotinic receptor subunits. Furthermore, different combinations of these a and b subunits can be expressed in frog oocytes to form defined receptor subtypes with distinct functional and pharmacological properties.33-35 As of the end of 1996, eight different a and three different b subunits have been cloned from vertebrate neuronal tissues. And this brings me to the purpose of this article, which the Editor said should be about "what's new."
By the early 1990's, the field of neuronal nicotinic receptors had a growing problem. Based on functional combinations of a and b subunits expressed in oocytes, there are a lot of potential nicotinic receptor subtypes; moreover, most tissues that have been examined express mRNA for two or more different a and b subunits. Consequently, there are few if any mammalian tissues in which to study a single receptor subtype in isolation. Receptors expressed in frog oocytes are excellent model systems for many kinds of studies, but the oocyte model has certain limitations. (For example, cellular and biochemical studies and binding site measurements in oocytes are usually difficult to carry out on a routine basis.) Tumor-derived clonal cell lines, such as PC12 and IMR32 cells, that express neuronal nicotinic receptors are also very useful;36 but it's not entirely clear which subtype(s) of receptor these cell lines express, except that they probably don't express the a4/b2 subtype, which is one of the main subtypes found in the mammalian brain. Thus, it is apparent that the development of genetically engineered mammalian cell lines that stably express one or another of these receptor subtypes, as defined by their subunit combination, would complement the other model systems and offer a renewable and consistent model for cellular, pharmacological, and genetic studies of neuronal nicotinic receptor subtypes.
The first of these stable cell lines, produced by Lindstrom and colleagues in 1991,37 provided a model system in which to study the a4/b2 receptor subtype, and within a few years studies with this cell line provided important insights into how nicotine can affect the metabolism of these receptors.38 In the last two years, two different cell lines engineered to stably express nicotinic receptors comprised of a7 subunits (without any b subunit partners) have provided new information about the properties of this receptor subtype, which has high affinity for a-bungarotoxin.39,40 And at the last meeting of the Society for Neuroscience, stable cell lines expressing no fewer than five different neuronal nicotinic receptor subunit combinations were presented by four different laboratories.41-44 These cell lines should become important resources for delineating and understanding the similarities and differences among this diverse family of ligand gated channels.
How useful these cell lines will be depends to some extent on what other tools can be applied to them. For example, measurements of a receptor's binding site can often rapidly provide important information about the pharmacology and regulation of that receptor. But until recently, only the a4/b2 and the a7 receptor subtypes could be measured by radioactive ligands. That is because the available radiolabeled nicotinic agonist ligands such as [3H]nicotinic and [3H]cytisine appear to have sufficiently high affinity to measure only the a4/b2 subtype reliably, while [3H]- or [125I]-labeled a-bungarotoxin labels only the a7 subtype. That changed with the introduction of [3H]epibatidine, an agonist with very high affinity for a4/b2 nicotinic receptors in brain,45 as well as for non-a4/b2 neuronal nicotinic receptors, such as those found in the adrenal gland45 and retina.46 [3H]epibatidine has already proven useful for measuring and characterizing several of the receptor subtypes expressed in stably transfected cell lines,41,42 most of which could not have been labeled by other agonist radioligands. Very recently, an [125I]iodinated analog of epibatidine, [125I]IPH, has been synthesized with specific radioactivities greater than 1500 Ci/mmol (compared to » 50 Ci/mmol for [3H]epibatidine).47 This new ligand has virtually all of the binding characteristics that make epibatidine so useful,48 and because of its high specific radioactivity, it is particularly useful for measuring nicotinic receptors in very small tissues (e.g. autonomic ganglia) and for receptor autoradiography, where the exposure times are one or two days rather than two to six months.
So from this vantage point, neurobiological research into nicotinic receptors seems to be more vibrant and robust than ever. Not bad for a receptor that's closing in on the one hundredth year since its discovery. And while I apologize for what may seem like a reductionist vantage point, as Professor Ehrlich used to say: Corpora non agunt nisi fixata.*
References:
1. Stolerman I. (1996). What’s new in neurobiological research. SRNT Newsletter, 2:3.
2. Langley JN. (1905). On the reaction of cells and of nerve endings to certain poisons, chiefly as regards the reaction of striated muscle to nicotine and to curare. J Physiol, (London) 33:374.
3. Langley JN. (1909). On the contraction of muscle, chiefly in relation to the presence of ‘receptive’ substances. IV: The effect of curari and of some other substances on the nicotine response of the sartorius and gastroenemius muscles of the frog. J Physiol, 39:235.
4. Changeux JP, Kasai M, & Lee CY. (1970). The use of a snake venom toxin to characterize the cholinergic receptor protein. Proc Natl Acad Sci, (USA) 67:1241.
5. Karlin A & Cowburn D. (1973). The affinity-labeling of partially purified acetylcholine receptor from electric tissue of Electrophorus. Proc Natl Acad Sci, (USA) 70:3636.
6. Eterovic VA & Bennett EL. (1974). Nicotinic cholinergic receptors in brain detected by binding of [3H]a-bungarotoxin. Biochem Biophys Acta, 362:346.
7. Morley BJ, Lorden JF, Brown GB, Kemp GE, & Bradley RJ. (1977). Regional distribution of nicotinic acetylcholine receptor in rat brain. Brain Res, 134:161.
8. Romano C & Goldstein A. (1980). Stereospecific nicotine receptors on rat brain membranes. Science, 220:214.
9. Schwartz RD, McGee R, & Kellar KJ. (1982). Nicotinic cholinergic receptors labeled by [3H]acetylcholine in rat brain. Mol Pharmacol, 22:56.
10. Marks MJ & Collins AC. (1982). Characterization of nicotine binding in mouse brain and comparison with the binding of alpha-bungarotoxin and quinuclidinyl benzilate. Mol Pharmacol, 22:554.
11. Clarke PBS, Pert CB, & Pert A. (1984). Autoradiographic distribution of nicotine receptors in rat brain. Brain Res, 323:390.
12. Clarke PBS, Schwartz RD, Paul SM, Pert CB, & Pert A. (1985). Nicotinic binding in rat brain: autoradiographic comparison of [3H]acetylcholine, [3H]nicotine and [125I]a-bungarotoxin. J Neurosci, 5:1307.
13. Schwartz RD, Lehmann J, & Kellar, KJ. (1984). Presynaptic nicotinic cholinergic receptors labeled by [3H]acetylcholine on catecholamine and serotonin axons. J Neurochem, 42:1495.
14. Clarke PBS & Pert A. (1985). Autoradiographic evidence for nicotinic receptors on nigrostriatal and mesolimibic dopaminergic neurons. Brain Res, 348:355.
15. Westfall TC. (1974). Effect of nicotine and other drugs on the release of 3H-norepinephrine and 3H-dopamine from rat brain slices. Neuropharmacology, 13:693.
16. Giorguieff-Chesselet MF, Le Floo’h, Westfall TC, Glowinski J, & Benson, MJ. (1976). Nicotinic effect of acetylcholine on the release of newly synthesized 3H-dopamine in rat striatal slices and cat caudate nucleus. Brain Res, 106:177.
17. Balfour DJK. (1982). The effects of nicotine on brain neurotransmitter systems. Pharmacol Ther, 16:269.
18. Iversen SD & Koob GF. (1977). Behavioral implications of dopaminergic neurons in the mesolimbic system. Adv. Biochem Pyschopharmacol, 16:209.
19. Fibiger H & Phillips AG. (1979). In the Neurobiology of Dopamine, eds. Horn A, Korf J & Westerlink B, pp. 597. Academic Press, NY.
20. Di Chiara G & Imperato A. (1988). Drugs abused by humans preferentially increase synaptic dopamine concentrations in the mesolimbic system of freely moving rats. Proc Natl Acad Sci, (USA) 85:5274.
21. Schwartz RD & Kellar KJ. (1983). Nicotinic cholinergic receptor binding sites in brain: regulation in vivo. Science, 220:214.
22. Marks M, Burch J, & Collins A. (1983). Effects of chronic nicotine infusion on tolerance development and nicotinic receptors. J Pharmacol Exp Ther, 226:817.
23. Schwartz R & Kellar J. (1985). In vivo regulation of [3H]acetylcholine recognition sites in brain by nicotinic cholinergic drugs. J Neurochem, 45:427.
24. Marks M, Stitzel J, & Collins A. (1985). Time course study of the effects of chronic nicotine infusion on drug response and brain receptors. J Pharmacol Exp Ther, 235:619.
25. Boulter J, Evans K, Goldman D, Martin G, Treco D, Heinemann S, & Patrick, J. (1986). Isolation of cDNA clone coding for a possible neural nicotinic acetylcholine receptor a-subunit. Nature, 319:368.
26. Boulter J, Connolly J, Deneris E, Goldman D, Heinemann S, & Patrick J. (1987). Functional expression of two neuronal nicotinic acetylcholine receptors from cDNA clones identifies a gene family. Proc Natl Acad Sci, (USA) 84:7763.
27. Goldman D, Deneris E, Luyten W, Kochlar A, Patrick J, & Heinemann S. (1987). Members of a nicotinic acetylcholine receptor gene family are expressed in different regions of the mammalian central nervous system. Cell, 48:965.
28. Wada K, Ballivet M, Boulter J, Connolly J, Wade E, Deneris E, Swanson LW, Heinemann S, & Patrick J. (1988). Functional expression of a new pharmacological subtype of brain nicotinic acetylcholine receptor. Science, 240:330.
29. Deneris E, Connolloy J, Boulter J, Wada E, Wada K, Swanson LW, Patrick J, & Heinemann S. (1988). Primary structure and expression of b2: A non subunit of neuronal nicotinic acetylcholine receptors. Neuron, 1:45.
30. Smith M, Stollberg J, Lindstrom J, & Berg DK. (1985). Characterization of a component in chick ciliary ganglia that cross reacts with monoclonal antibodies to muscle and electric organ acetylcholine receptor. J Neurosci, 5:2726.
31. Whiting P & Lindstrom J. (1986). Pharmacological properties of immunoisolated neuronal nicotinic receptors. J Neurosci, 6:3061.
32. Swanson LW, Simmons D, Whiting P, & Lindstrom J. (1987). Immunohistochemical localization of neuronal nicotinic receptors in the rodent central nervous system. J Neurosci, 7:3334.
33. Papke RL, Boulter J, Patrick J, & Heinemann S. (1988). Single channel currents of rat neuronal nicotinic acetylcholine receptors expressed in xenopus oocytes. Neuron, 3:589.
34. Luetje CW & Patrick J. (1991). Both a and b subunits contribute to the agonist sensitivity of neuronal nicotinic acetylcholine receptors. J Neurosci, 11:837.
35. Wang F, Gerzanich V, Wells GB, Anand R, Peng X, Keyser K, & Lindstrom J. (1996). Assembly of human neuronal nicotinic receptor a5 subunits with a3, b2 and b4 subunits. J Biol Chem, 271, 17656m.
36. Lukas RJ. (1993). Expression of ganglia-type nicotinic acetylcholine receptors and nicotinic ligand binding sites by cells of the IMR-32 human neuroblastoma clonal line. J Pharmacol Exp Ther, 265:294.
37. Whiting P, Schoepfer R, Lindstrom J, & Priestley T. (1991). Structural and pharmacological characterization of the major brain nicotinic acetylcholine receptor subtype stably expressed in mouse fibroblasts. Mol Pharmacol, 40:463.
38. Peng X, Gerzanich V, Anand R, Whiting PJ, & Lindstrom J. (1994). Nicotine-induced increase in neuronal nicotinic receptors results from a decrease in the rate of receptor turnover. Mol Pharmacol, 46:523.
39. Gopalakrishnan M, Buisson B, Touma E, Giordano T, Campbell JE, Hu IC, Donnelly-Roberts D, Arneric SP, & Sullivan JP. (1995). Stable expression and pharmacological properties of human a7 nicotinic receptor. Eur J Pharmacol, 290:237.
40. Quik M, Choremis J, Komourian J, Lukas RJ, & Puchacz E. (1996). Similarity between rat brain nicotinic a-bungarotoxin receptors and stably expressed a-bungarotoxin binding sites. J Neurochem, 67:145.
41. Xiao Y, Meyer EL, Houghtling RA, Thompson JM, & Kellar KJ. (1996). Stable expression of rat nicotinic acetylcholine receptor subtypes in mammalian cells. Soc Neurosci Abstr, 22:1034.
42. Chavez-Noriega LE, Zahl N, Mahaffy LS, Crona J, Reid R, Adams P, Elliot KJ, Berckhan K, Stauderman KA, & Corey-Naeve J. (1996). Characterization of human neuronal nicotinic acetylcholine receptors (nAChRs) a4b2 and a3b2 stably expressed in HEK293 cells. Soc Neurosci Abstr, 22:1527.
43. Garcia-Alonso M, Dunbar SJ, Windass JD, Needham M, & Criado M. (1996). Stable functional expression of the neuronal nicotinic acetylcholine receptor a3b4 in MEL (murine erythroleukemia) cells: A novel expression system for ligand gated ion channels. Soc Neurosci Abstr, 22:1526.
44.Molinari E, Gopalkrishnan M, & Sullivan JP. (1996). Upregulation of recombinant human neuronal nicotinic acetylcholine receptors by cholinergic channel ligands: A role for protein kinases. Soc Neurosci Abstr, 22:1527.
45. Houghtling RA, Davila-Garcia MI, & Kellar KJ. (1995). Characterization of (+)[3H]epibatidine binding to nicotinic cholinergic receptors in rat and human brain. Mol Pharmacol, 48:280.
46. McKay J, Lindstrom J, & Loring RH. (1994). Determination of nicotinic receptor subtypes in chick retina using monoclonal antibodies and 3H-epibatidine. Med Chem Res, 4:528.
47. Musachio JL, Horti A, London ED, & Dannals RF. (1997). Synthesis of radioiodinated analog of epibatidine: (+)-exo-2-)2-iodo-5-pyridyl)-7-azabicyclo[2.2.1]heptane for in vitro and in vivo studies of nicotinic acetylcholine receptors. J Labelled Compds Radiopharm, 39:39.
48. Davila-Garcia MI, Musachio JL, Perry DC, Xiao Y, Horti A, London ED, Dannals RF, & Kellar KJ. (1996). [125I]IPH, an epibatidine analog, binds with high affinity to neuronal nicotinic receptors. Soc Neurosci Abstr, 22:1271.
*Roughly Translated: "Agents cannot act without fixation (binding)". Sited in: Goldstein A, Aronow L, Kalman SM. (1974). Principles of drug action: Basis of pharmacology. John Wiley & Son: New York.
Clinical Research
by William Shadel and Raymond Niaura
Brown University
Introduction
Cue reactivity has gained increasing attention in smoking research.1,2 Cue reactivity is a global term used to describe the various cognitive, affective, and physiological reactions that smokers, as well as persons with other addictive disorders, exhibit in response to environmental and interoceptive substance use cues.2 Although the precise mechanism through which cue reactivity is conditional is unclear (e.g., conditioned withdrawal, motivational-appetitive systems; see Niaura et al.2), a number of recent findings suggests that cue reactivity is nonetheless important for furthering our understanding and treatment of addictive behaviors. First, the cue reactivity paradigm itself is useful for demarcating the cognitive, physiological, and affective mechanisms which regulate addictive behaviors. Second, reactivity to smoking cues may be an important marker for risk of treatment failure and relapse. Third and relatedly, cue reactivity has implications for the assessment and treatment of addictive behaviors. Our goal in this essay is to review and summarize current thinking on cue reactivity within each of these domains.
Major findings
Manipulation effects. Smokers show heart rate and blood pressure reactivity, report greater urges to smoke, and report lower self efficacy in avoiding smoking in response to a wide variety of cues. These cues have included in vivo interpersonal interaction cues,3,4 standardized positive and negative affect scripts,5-8 cognitive stressors,9 in vivo visual and olfactory cues,4,10-12 and high risk for relapse settings.13
It is unclear which cue manipulation method most reliably produces reactivity, or whether certain cues are more likely to produce increased reactivity than others. Some studies suggest that both in vivo and standardized scripts produce relatively equivalent levels of reactivity
14 and that scripted cues produce equivalent levels of reactivity despite variations in script content.15 We recently completed a study that compared four distinct classes of cue manipulation (e.g., in vivo, affectively-valenced scripts, idiographically or personally relevant cues, standard stressors) across a number of physiological and cognitive responses.16 We found that each these different exposure classes produced divergent levels of reactivity and furthermore, different standardized scripts, produced different levels or reactivity. Clearly, then, there may be wide variation in responses across different cue manipulations. Thus, at this point, different manipulations should not be treated as though they produce equivalent levels of reactivity.Correspondence of indices. Generally speaking, associations between different physiological responses and cognitive variables are not common.
15 Furthermore, at best, the same response variables are often only modestly correlated with one another across manipulations. These findings suggest that different individuals respond with greater reactivity to some manipulations compared to other manipulations. Thus, investigators of cue reactivity should not expect that increases in heart rate will necessarily correspond to increases in smoking urges, for example. A divergence across response variables poses some definitional and theoretical problems for understanding the underlying mechanisms that drive reactivity, although we have argued elsewhere that this divergence is more consistent with motivational-appetitive theories than other conditioning theories (see Niaura et al.,2 ); or as others have suggested, it may be that these divergent responses reflect unique cognitive processing of the cue information17 rather than a unitized motivational drive per se.Moderators of reactivity. A number of individual difference variables have been studied as potential moderators of cue reactivity. First, even though gender differences are becoming increasingly important to study among smokers,
18 information about gender differences in cue reactivity is lacking for smokers. We recently compared the cue reactivity of men and women smokers across a number of cue manipulations and found that in general, women showed greater reactivity to negatively valanced cues,3,16 which clearly underscores the importance of examining gender as a moderator of reactivity. Second, recent evidence has suggested that nicotine dependence and its interaction with levels of nicotine deprivation may be important moderators of cue reactivity as well.19 Third, the personal relevance of the cue manipulation my be an important moderator of cue reactivity. That is, personally relevant or idiographically designed manipulations should elicit greater reactivity compared to standardized manipulations due to the fact that the idiographic manipulations take into account individual differences in cue content which may be important for eliciting reactive.2 In a recent study, however, we failed to find superiority of idiographically designed cues over standard cues for eliciting reactivity.16Predicting Response to Treatment
Summary of findings. There is evidence that increased cue reactivity predicts a decreased likelihood of successful cessation.3,10,12,13 We have found that relapsers react with higher heart rates in response to interpersonal interaction cues when a confederate smoked a cigarette, compared to long term abstainers and nonsmokers10—and more specifically, that at the moment a cigarette is lit by a confederate, relapsers evidence a steady deceleration in heart rate over time compared to abstainers.12 In accordance with Baker and colleagues’ suggestions, this difference may reflect differences in cognitive processing of cue stimuli.20 By extension, then, ex-smokers who eventually relapse may actively process cues, whereas successful abstainers may divert attention away from cues and focus on executing strategies to cope with the consequences of the cue.17
Cue Exposure Treatment
Summary of findings. Exposure-based treatments have shown promise in treating some addictive disorders.1 To date, no randomized controlled trials that test the efficacy of cue exposure treatment for smoking relapse prevention have been published which demonstrates the superiority of cue exposure treatment for smoking over current "gold standard" treatments.21-25 Although some of these studies were randomized trials, each of them suffered from limitations (e.g., lack of appropriate control groups, lack of internal validity checks). We recently completed a controlled, randomized trial that addressed each of these limitations, testing the effectiveness of cue exposure treatment as an adjunct relapse prevention strategy for cognitive-behavioral skills training in combination with use of Nicorette gum.26 Despite the relative rigor of this trial, however, we found no incremental effect of adding cue exposure treatment to an established cognitive behavioral treatment protocol that incorporated nicotine gum treatment. This treatment outcome study suggest that cue-exposure-based treatment may not be a useful or cost-effective addition to the best currently available cognitive behavioral plus nicotine gum treatments.
Conclusions and Recommendations
Clearly, cue reactivity among smokers is a valid and reliable phenomenon that has provided insight into possible mechanisms of action involved in regulating addictive behaviors, and may be an important marker for failure to quit. At present, the use of exposure-based treatments for nicotine dependence do not appear warranted. We recommend that future research address the following concerns: 1) Clarify the theoretical mechanisms driving cue reactivity. Impressive progress has been made in documenting the phenomenon of cue reactivity and demonstrating its importance to treatment outcome. It would now seem prudent to begin work to disentangle the mechanisms responsible for these effects. 2) Address the seeming differences in response parameters brought about by different manipulation types as well as further exploring this role of important individual difference moderators on reactivity. Other manipulation types, such as videotaped cues or pictorial stimuli, are relatively unexplored in the smoking cue reactivity literature, even though they have gained use in studies of reactivity in other addictive behaviors.27 3) Despite the disappointing treatment outcome results with exposure-based treatments for nicotine dependence, it still may be too early to dismiss it as a non-viable treatment option. For example, it may be that important individual difference variables (e.g., level of reactivity, personal relevance of cues) moderate the effect of cue exposure treatment on outcome; or that once the mechanisms which regulate reactivity are better understood, more effective treatments can be developed.
We have come to understand a great deal about cue reactivity among smokers in the last decade, yet it is a time of rich discovery in this domain of smoking research. There is still much, much more about cue reactivity that we need to learn. The field is positioned to make considerable progress to advance our understanding of the theoretical mechanisms responsible for cue reactivity, to apply the cue reactivity paradigm to further theory testing and development in other areas important for smoking and smoking cessation (e.g., cognition and addiction), and to apply these findings to the design of innovative treatments which ultimately will improve cessation rates.
References:
1. Drummond DC, Tiffany ST, Glautier S, & Remington B. (1995). Addictive behavior: Cue exposure theory and practice. New York: Wiley.
2. Niaura RS, Rohsenow D, Binkoff JA, Monti PM, Pedraza M, & Abrams DB. (1988). Relevance of cue reactivity to understanding alcohol and smoking relapse. Journal of Abnormal Psychology, 97, 133-152.
3. Abrams DB, Monti PM, Pinto RP, Elder J, Brown R, & Jacobus S. (1987). Psychosocial stress and coping in smokers who relapsed or quit. Health Psychology, 6, 289-303.
4. Niaura R, Abrams DB, Pedraza M, Monti PM, & Rohsenow DJ. (1992). Smokers reactions to interpersonal interaction cues and presentation of smoking cues. Addictive Behaviors, 17, 557-566.
5. Maude-Griffin PM, & Tiffany ST. (1996). Production of smoking urges through imagery: The impact of affect and smoking abstinence. Experimental and Clinical Psychopharmacology, 4, 198-202.
6. Payne TJ, Schare ML, Levis DJ, & Colletti G. (1991). Exposure to smoking relevant cues: Effects on desire to smoke and topographical components of smoking behavior. Addictive Behaviors, 16, 467-479.
7. Tiffany S & Drobes DJ. (1990). Imagery and smoking urges: The manipulation of affective content. Addictive Behaviors, 15, 531-539.
8. Tiffany S & Hackenworth DM. (1991). The production of smoking urges through an imagery manipulation: Psychophysiological and verbal manifestations. Addictive Behaviors, 16, 389-400.
9. Swan GH, Ward MM, Jack LM, & Jarvitz HS. (1993). Cardiovascular reactivity as a predictor of relapse in male and female smokers. Health Psychology, 12, 451-458.
10. Abrams DB, Monti PM, Carey KB, Pinto RP, & Jacobus SI. (1988). Reactivity to smoking cues and relapse: Two studies of discriminant validity. Behaviour Research and Therapy, 26, 225-233.
11. Drongas A, Ehrman RN, Childress AR, & O’Brien CP. (1995). Effect of smoking cues and cigarette availability on craving and smoking behavior. Addictive Behaviors, 20, 657-673.
12. Niaura R, Abrams D, DeMuth B, Pinto R, & Monti P. (1989). Responses to smoking-related stimuli and early relapses to smoking. Addictive Behaviors, 14, 419-428.
13. Niaura R, Abrams D, Monti P, & Pedraza M. (1989). Reactivity to high risk situations and smoking outcome. Journal of Substance Abuse, 1, 393-405.
14. Drobes D & Tiffany S. (in press). Induction of smoking urges through imaginal and in vivo procedures: Psychological and self-report manifestations. Journals of Abnormal Psychology.
15. Tiffany ST. (1990). A cognitive model of drug urges and drug use behavior: The role of automatic and nonautomatic processes. Psychological Review, 97, 147-168.
16. Niaura RS, Shadel WG, Abrams D, Monti PM, Rohsenow D, & Sirota A. (1996). Individual differences in cue reactivity among smokers trying to quit: Effects of gender and cue use type. Manuscript under review.
17. Sayette M & Hufford M. (1994). The effects of cue exposure and deprivation in cognitive resources in smokers. Journal of Abnormal Psychology.
18. Mermelstein R & Borrelli B. (1995). Women and smoking. In AL Stanton & SJ Gallant (Eds.), The psychology of women’s health: Progress and challenges in research and application. Washington D.C: American Psychological Association.
19. Payne TJ, Smith PO, Sturges LV, Holleran SA. (1996). Reactivity to smoking cues: mediating roles of nicotine dependence and duration of deprivation. Addictive Behaviors, 21, 139-154.
20. Baker T, Morse E, & Sherman J. (1987). The motivation to use drugs. A psychobiological analysis of urges. In PC Rivers (ed.), The Nebraska symposium on motivation: Alcohol use and abuse (pp. 257-323). Lincoln: University of Nebraska Press.
21. Brandon T, Zelman DC, & Baker TB. (1987). Effects of maintenance sessions on smoking relapse: Delaying the inevitable? Journal of Consulting and Clinical Psychology, 55, 780-782.
22. Corty E & McFall RM. (1984). Response prevention in the treatment of cigarette smoking. Addictive Behaviors, 9, 405-408.
23. Gotestam KG & Melin L. (1983). An experimental study of covert extinction smoking cessation. Addictive Behaviors, 8, 27-31.
24. Raw M & Russell MAH. (1980). Rapid smoking, cue exposure, and support in the modification of smoking. Behavior Research and Therapy, 18, 363-372.
25. Brandon TH, Piasecki TM, Quinn EP, & Baker TB. (1995). Cue exposure treatment in nicotine dependence. In D.C.
26. Niaura RS, Abrams DB, Shadel WG, Monti PM, Rohsenow DJ, & Sirota A. (in press abstract). Cue exposure treatment for smokers: A controlled clinical trial. Addiction.
27. Sideroff S & Jarvik M. (1980). Conditioned responses to videotape showing heroin-related stimuli. International Journal of Addictions, 15, 529-536.
Public Health Research
by Ed Lichtenstein
Oregon Research Institute
Public health interventions can be sorted into two broad categories: policy research and population-based cessation interventions. Both are aimed at reaching populations rather than self-selected participants or samples. Policy interventions are the quintessential public health strategies. Policies aimed at immunization (e.g., requiring entering schoolchildren to be inoculated), or ensuring water or food quality, are obvious examples. With respect to tobacco, policy interventions can be directed toward regulating marketing and promotion, increasing taxation, limiting youth access to tobacco products, or improving indoor air quality. Policies may also be considered with respect to reimbursement and insurance coverage, and these may have important implications for clinicians. For example, Sue Curry and colleagues are assessing the impact of different cost-sharing structures on the utilization and cost-effectiveness of cessation services in a large HMO.
It is important to emphasize that there are interesting and important research questions associated with all policy approaches. Broad questions of interest include the consequences of particular policies on smoking behavior (policy as the independent variable), and analysis of factors or processes that contribute to or impede effective policy development (policy as the dependent measure). Federal (e.g., the National Cancer Institute), State (e.g., California with Proposition 99 funds), and foundation (e.g., Robert Wood Johnson) research sponsors are devoting increasing resources to policy research. Interested readers should consult papers by Ron Davis1 and a supplemental issue of Tobacco Control2 for detailed discussions of various policy intervention issues and strategies.
It is also possible to conduct experimental evaluations of ways of developing or strengthening policies. In collaboration with a Portland based Indian organization (the Northwest Portland Area Indian Health Board), we developed and evaluated a consultation intervention to enhance the tobacco use policies of the 39 recognized tribes in the Pacific Northwest. In a trial with tribes randomized to receive immediate or delayed consultation, we demonstrated the effectiveness of the intervention using standardized telephone interview to assess stringency of policies.3 We later delivered the intervention to the wait-list tribes and replicated the intervention effect.4
The second category of public health intervention research takes strategies that have been shown to be efficacious in clinical or field trials with self-selected, convenience samples and applies them to populations such that they attain greater penetration or impact.5,6 An essay by David Abrams in this column (SRNT Newsletter, Spring 1996) discussed the rationale for this approach. Communities, work-sites, and health care settings have been the major venues for this work. The common strand in these population-based studies is that all smokers in the particular setting are considered to be the targets of the intervention program although a representative cohort may be identified and measured for purposes of experimental evaluation. Quit rates in such studies are expected to be much lower than those attained in more intensive clinical interventions but the overall population impact on quitting is likely to be much higher.5,6
Health care settings can be construed as lying at the intersection of the clinical and public health approaches affording the key advantages of both. Health care settings provide an opportunity to reach the majority of smokers—70% see a physician at least once a year—and the encounter provides an opportunity for personalized assistance. Health care providers are viewed as credible sources of advice and information, a care visit makes salient the smokers' concerns about their health—providing a "teachable moment," and smoking intervention is increasingly seen as an appropriate activity for clinicians, both in terms of their professional responsibilities and potential cost savings to the setting. Time, however, remains a very scarce resource in the primary care encounter, clinicians are not well prepared to assist smokers, and there are often no reimbursement policies or incentives to support this kind of clinical activity. The challenge for both researchers and practitioners is to develop effective and feasible interventions that are sustainable in the long run without the continued infusion of external (e.g., grant) resources.
My colleagues at the Center for Health Research in Portland and at ORI have been engaged in this task for more than 10 years and have conducted both efficacy and effectiveness trials in managed care, fee-for-service, inpatient, outpatient, and dental settings. This work which has several unifying features has been summarized in a couple of recent publications.
7,8 We strongly believe that for an intervention to be sustainable, it must be accepted and endorsed by the entire system, and that intervention tasks must be distributed in a way that minimizes the burden on the key clinician, usually the physician or dentist. A tracking system that provides feedback on the consistency with which smokers are identified and assisted is also seen to be critical for maintenance for any intervention program.The basic procedural features of this approach are, first, to identify all smokers visiting the health care system though a program may choose to deliver counseling only to those displaying some degree of readiness to quit. Second, the lead clinician gives direct advice to smokers that quitting is the best thing they could do for their health. A 30-second message, couched to respect patients' right to make health decisions for themselves, is all that is asked of the lead clinician. Third, we make use of short videos developed for the particular patient population of interest.
9 The videos help to gain patients' attention, standardize the motivational and skill building messages, and also lighten clinician burdens, since providers can be engaged in other activities while the patients watch the video. Fourth, a nurse (or similar allied health professional such as a dental hygienist or respiratory therapist) debriefs the video and provides brief counseling attempting to get patients who are considering quitting to set a quit date. Fifth, patients are given short written materials, sometimes tailored for the program and sometimes borrowed from materials provided by Federal or voluntary agencies. Finally, there are one or perhaps two follow-up telephone calls to provide additional support, accountability, and some problem-solving for smokers, especially those who have indicated they would set a quit date. We believe telephone counseling is an effective and feasible way to augment brief, office-based interventions.10The program described here has been shown to be effective in outpatient, inpatient, and dental settings, the latter focusing on smokeless tobacco users. The approach is also entirely consistent with the recently published Agency for Health Care Policy and Research (AHCPR) guidelines for health care settings.
11 We expect that these guidelines will be an important stimulus for the development and implementation of programs in health care settings such as the one described here. The model described here can also be seen as a first step in a stepped care approach.6 The approach could be augmented by nicotine replacement strategies or by emerging technologies such as computer-driven expert systems or touch screen interactive videos. Such additions would probably produce a more effective program, but there is always a tradeoff; additional complexity may detract from the consistency and feasibility of implementation.Can effective cessation intervention be incorporated and sustained by health care settings? This is an important question, with research implications, that have largely not been addressed. Addressing issues of incorporation and institutionalization will require new skills and perhaps new frameworks, from those of us with clinical research backgrounds. Better understandings of organizational change as applied to health care is needed to bring smoking cessation services to patients in a consistent and effective manner.
References:
1. Davis RM. (1995). Tobacco policy research comes of age. Tobacco Control, 4(1):6-9.
2. Davis RM & Chapman S, editors. Tobacco control, London: BMJ Publishing Group; 1992.
3. Lichtenstein E, Glasgow R, Lopez K, Hall R, Gilbert McRae S, Meyers GB. (1995). Promoting tobacco control policies in Northwest Indian tribes. Am J Public Health, 85(7):991-994.
4. Lichtenstein E, Lopez K, Glasgow R, Gilbert McRae S, Hall R. (in press). Effectiveness of a consultative intervention to promote tobacco control policies in Northwest Indian tribes: Integrating experimental evaluation and service delivery. Am J Community Psychol.
5. Lichtenstein E & Glasgow R. (1992). Smoking cessation: What have we learned over the past decade? J Consult Clin Psychol, 60:518-527.
6. Abrams DB, Orleans CT, Niaura RS, Goldstein MG, Prochaska JO, Velicer W. (in press). Integrating individual and public health perspectives for treatment of tobacco dependence under managed health care: A combined stepped care and matching model. Annals of Internal Medicine.
7. Hollis JF, Vogt TM, Stevens V, Biglan A, Severson H, Lichtenstein E. (1994). The tobacco reduction and cancer control (TRACC) program: Team approaches to counseling in medical and dental settings. In Burns et al. (Eds.), Tobacco and the clinician: Interventions for medical and dental practice. National Cancer Institute Monograph #5, Washington, DC.
8. Lichtenstein E, Hollis JF, Severson HH, Stevens VM, Vogt TM, Glasgow RE, Andrews JA. (1996). Tobacco cessation interventions in health care settings: rationale, model outcomes. Addict Behav, 21(6):709-720.
9. Eakin EG, Lichtenstein E, Severson HH, Stevens VJ, Vogt TM, Hollis JF. (in press). Use of tailored videos in primary care smoking cessation interventions. Health Educ Res.
10. Lichtenstein E, Glasgow RE, Lando HA, Ossip-Klein DJ, Boles SM. (1996). Telephone counseling for smoking cessation: Rationales and meta-analytic review of evidence. Health Educ Res, 11(2):243-257.
11. The Smoking Cessation Clinical Practice Guideline Panel and Staff. (1996). Consensus Statement: The Agency for Health Care Policy and Research Smoking Cessation Clinical Practice Guideline. J Am Med Assoc, 275(16):1270-1280.
Changes in the Publication and Communications Council
by Ovide Pomerleau
Lynn Kozlowski, who has served ably as Chair of the Publications and Communications Council since 1995, asked to be relieved from his duties in November. At the semi-annual meeting of the SRNT Board on November 16, I was asked to replace him as Council Chair. The following is an update on progress and prospects:
Electronic Communications. In order to facilitate timely updating, the SRNT Homepage will originate from SRNT Central Office starting in 1997. The SRNT Listserv, which has offered fascinating dialogue and timely information exchanges over the past year, will continue to be managed by Scott Leischow at the University of Arizona. The new service has gotten increasing play as members have discovered that it is an efficient way to obtain information that is not published or not readily available—the breadth of knowledge elicited is truly remarkable.
Newsletter. The SRNT Newsletter has received many kudos since its inception, including the designation of "archival" and "best" scientific society newsletter. Cindy Pomerleau has now completed her three-year term as Editor, and Janet Brigham has been selected to replace her starting in June, 1997. Janet received her Ph.D. in Experimental Psychology at Brigham Young University in 1987 and is currently on staff at the University of Pittsburgh Medical Center as Coordinator of Psychophysiology for the Center for Education and Drug Abuse Research at Western Psychiatric Institute. Her research focuses on the psychophysiological effects of nicotine and alcohol using event-related EEG potentials. A special skill that Janet brings to the editorial position is that before going on to graduate school, she worked as a full-time reporter on a number of newspapers and magazines, including doing a stint as a staff writer for the Associated Press.
Scientific Journal. I am pleased to announce that Gary Swan has been selected to serve as Editor-in-Chief of the Society’s new scientific journal, Nicotine & Tobacco Research. The appointment is for a five-year term. Gary brings a combination of persistence and strong organizational skills that will be critical to the success of the new journal. Gary received his Ph.D. in Psychology in 1978 at SUNY at Stony Brook and, since 1978, has been a Senior Health Psychologist at SRI International at Palo Alto, where he is now Director of the Center For Health Sciences. His breadth of research experience should serve well: he has published over 80 articles on topics as varied as cardiovascular risk factors, neuropsychological performance in geriatric populations, brain morphology, smoking cessation, alcohol consumption and mortality, and the behavioral genetics of nicotine dependence using twin registries.
The objective is to establish a peer-review, multi-disciplinary journal of very high quality, along the lines of Alcoholism: Clinical and Experimental Research, the journal of the Research Society on Alcoholism. The new journal will feature empirical research, reviews, theoretical articles, and rapid communications and will attempt to encompass the entire field of nicotine and tobacco in sections covering molecular, biobehavioral, social, economic, and policy research. The critical next step is to assemble a distinguished Editorial Board to attract good manuscripts and to review and select the best among the articles submitted.
SRNT needs your organizational skills, your scientific expertise, and your willingness to work in order for this venture to succeed. If you would like to be part of the Editorial Board (as editor or reviewer), please get in touch with Gary Swan via e-mail (gswan@unix.sri.com) or FAX (415-859-2861); or with me via e-mail (ofpom@umich.edu) or FAX (313-998-6443) at your earliest convenience.
Assessment (Diagnosis?) of Nicotine Dependence
by Cynthia S. Pomerleau
The current literature on smoking is characterized by two rather different and somewhat noncommunicating schemes for assessing nicotine dependence, emerging from two historical traditions and differing along two major dimensions. Though not every study adheres slavishly to one school or the other, the two can be generally described as follows:
1. With the introduction of nicotine replacement and need to identify those who would profit from its use, it became clearer than ever before that some people found it much more difficult to quit than others. In 1978, Karl-Olov Fagerstrom published his somewhat misnamed Tolerance Questionnaire, perhaps (along with its offspring, the Fagerstrom Test for Nicotine Dependence) the most widely-used such scale for evaluating nicotine dependence.1,2 A feature of the scale is that degree of dependence is measured as a continuous variable, although a cutoff of 6 or 7 (on a scale of 0 to 11) is often used to differentiate highly dependent smokers from their less dependent counterparts. Another feature is that dependence is implicitly defined in reference to current smoking status. More precision can be achieved (e.g., as does the Center for Disease Control) by defining an eversmoker as someone who had smoked at least 100 cigarettes in his/her lifetime. An exsmoker is an eversmoker who was currently abstinent from smoking; for research purposes, an abstinence period of at least a year is sometimes specified.
2. The inclusion of Nicotine Dependence in the DSM-III-R,3 which promoted the "psychiatrization" of smoking, led to the adoption of a nosological or criterion-based approach that uses the concept of "lifetime" smoking (blurring the distinction between current and exsmoker) and number and/or severity of symptoms to categorize smokers as nondependent, mildly dependent, highly dependent, and so forth. Perhaps the most extreme application of these criteria occur in a paper by Breslau et al.,4 in which exsmokers are lumped with smokers and nondependent smokers are lumped with neversmokers¾a system of categorization that may make many smoking researchers somewhat uncomfortable. Yet a parallel distinction is common in the alcohol field.
Advantages of the diagnostic approach (in addition to serving the general goal of not letting duration of the condition influence prevalence rates) are that it has encouraged us to consider commonalities among addictive drugs; it has increased our awareness the lack of random distribution of smoking in the population and the existence of cofactors the presence of which may enhance the likelihood of smoking initiation and/or maintenance; and it has helped to focus our attention on genetic or trait factors that may turn people into either neversmokers or eversmokers and that may influence degree of dependence. A disadvantage is that it substitutes a scheme with a small number of categories for a continuum. And although the DSM scheme appears better adapted than the FTQ to investigating biobehavioral mechanisms that may be common to two or more patterns of drug use, it may also lure us into overestimating the similarities. Is the "dependent exsmoker", for example, really the equivalent of an "abstinent alcoholic?" Maybe yes, maybe no. Finally, the DSM approach puts quite a bit of freight on withdrawal symptomatology, which may lead to an overestimate of degree of dependence in people who may be "self-medicating" for psychiatric codiagnoses.
My point is not to argue in favor of one model or the other, but to emphasize that both models rest on assumptions that require further testing. A few efforts have been made to reconcile or at least compare the two schemes¾for example, by Covey5¾but we still lack a fully-developed rationale for choosing one over the other. A happy byproduct of our attempts to clarify these issues will undoubtedly be a better understanding of smoking in particular and substance use in general.
References:
1. Fagerstrom KO. (1978). Measuring degree of physical dependence to tobacco smoking with reference to individualization of treatment. Addict Behav, 3:235-241.
2. Fagerström KO, Heatherton TF, & Kozlowski LT. (1991) Nicotine addiction and its assessment. Ear Nose Throat J 69:763-768.
3. American Psychiatric Association (1987). Diagnostic and Statistical Manual of Mental Disorders, third edition (revised). Washington, DC: American Psychiatric Association.
4. Breslau N, Kilbey MM, & Andreski P. (1991). Nicotine dependence, major depression, and anxiety in young adults. Arch Gen Psychiatry, 48:1069-1074.
5. Covey LS. (1993). A nicotine dependence scale based on psychiatric criteria. Presented at the Sixth Annual Nicotine Dependence Conference, American Society of Addiction Medicine, November.